See also Regulatory Requirements.
Overview
In order to ensure that MarketFactory does not impede the exchange of regulatory information between trading counterparties and intermediaries (ECNs), we ensure that all regulatory fields that are specified in a Venue API are supported in the Whisperer Enterprise API, and mapped.
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| Table Excerpt |
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| Table Filter |
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inverse | default |
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| cell-width | sparkName | Sparkline |
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| datepattern | dd M yy |
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| id | 1559899446996_760253850 |
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| limitHeight | 1 |
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| worklog | 5|8|w d h m|w d h m |
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| isOR | AND |
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| separator | Point (.) | labels | order |
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| Venue | Message | Parent Group | Regulatory Key |
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| Standard Chartered | QuoteRequest | NoBodyRegulatoryFields | SEFTakerIsUSPerson |
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| Standard Chartered | QuoteRequest | NoBodyRegulatoryFields | SEFRequiredTransaction |
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| Standard Chartered | QuoteRequest | NoBodyRegulatoryFields | SEFClearer |
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| Standard Chartered | QuoteRequest | NoAllocRegulatoryFields | AllocEMIRUTI |
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| Standard Chartered | Quote | NoBodyRegulatoryFields | MiFIDExecutingDecisionMaker |
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| Standard Chartered | Quote | NoBodyRegulatoryFields | MiFIDInvestmentDecisionMaker |
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| Standard Chartered | Quote | NoBodyRegulatoryFields | MiFIDAlgorithmicOrderFlag |
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| Standard Chartered | MassQuote | NoBodyRegulatoryFields | MiFIDExecutingDecisionMaker |
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| Standard Chartered | MassQuote | NoBodyRegulatoryFields | MiFIDInvestmentDecisionMaker |
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| Standard Chartered | MassQuote | NoBodyRegulatoryFields | MiFIDAlgorithmicOrderFlag |
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| Standard Chartered | NewOrderMultileg | NoBodyRegulatoryFields | SEFTakerIsUSPerson |
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| Standard Chartered | NewOrderMultileg | NoBodyRegulatoryFields | SEFDataRepository |
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| Standard Chartered | NewOrderMultileg | NoBodyRegulatoryFields | SEFRequiredTransaction |
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| Standard Chartered | NewOrderMultileg | NoBodyRegulatoryFields | SEFClearingExempted |
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| Standard Chartered | NewOrderMultileg | NoBodyRegulatoryFields | SEFClearer |
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| Standard Chartered | NewOrderMultileg | NoLegRegulatoryFields | LegSEFUSIPrefix |
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| Standard Chartered | NewOrderMultileg | NoLegRegulatoryFields | LegSEFUSI |
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| Standard Chartered | NewOrderMultileg | NoLegRegulatoryFields | LegEMIRUTIPrefix |
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| Standard Chartered | NewOrderMultileg | NoLegRegulatoryFields | LegEMIRUTI |
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| Standard Chartered | NewOrderMultileg | NoAllocRegulatoryFields | AllocSEFUSI |
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| Standard Chartered | NewOrderMultileg | NoAllocRegulatoryFields | AllocEMIRUTI |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | SEFTakerIsUSPerson |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | SEFDataRepository |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | SEFRequiredTransaction |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | SEFClearingExempted |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | SEFClearer |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | MiFIDExecutingDecisionMaker |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | MiFIDInvestmentDecisionMaker |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | MiFIDIlliquidInstrumentWaiver |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | MiFIDSizeSpecificWaiver |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | MiFIDAlgorithmicOrderFlag |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | MiFIDSystematicInternaliser |
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| Standard Chartered | ExecutionReport | NoBodyRegulatoryFields | MiFIDTradingCapacity |
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| Standard Chartered | ExecutionReport | NoLegRegulatoryFields | LegSEFUSIPrefix |
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| Standard Chartered | ExecutionReport | NoLegRegulatoryFields | LegSEFUSI |
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| Standard Chartered | ExecutionReport | NoLegRegulatoryFields | LegMiFIDTVTIC |
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| Standard Chartered | ExecutionReport | NoLegRegulatoryFields | LegMiFIDConversionFlag |
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| Standard Chartered | ExecutionReport | NoAllocRegulatoryFields | AllocSEFUSI |
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| Standard Chartered | ExecutionReport | NoAllocRegulatoryFields | AllocMiFIDTVTIC |
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| Standard Chartered | ExecutionReport | NoAllocRegulatoryFields | AllocMiFIDConversionFlag |
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| FXall QuickTrade | QuoteRequest | NoBodyRegulatoryFields | SEFDataRepository |
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| FXall QuickTrade | QuoteRequest | NoBodyRegulatoryFields | SEFFinancialEntityDefinition |
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| FXall QuickTrade | QuoteRequest | NoBodyRegulatoryFields | SEFCustomerTypeIndicator |
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| FXall QuickTrade | QuoteRequest | NoBodyRegulatoryFields | SEFIsBlock |
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| FXall QuickTrade | QuoteRequest | NoBodyRegulatoryFields | MiFIDTradingCapacity |
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| FXall QuickTrade | QuoteRequest | NoBodyRegulatoryFields | MiFIDNonPriceFormingTrade |
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| FXall QuickTrade | QuoteRequest | NoLegRegulatoryFields | LegSEFUSI |
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| FXall QuickTrade | QuoteRequest | NoAllocRegulatoryFields | AllocSEFUSIPrefix |
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| FXall QuickTrade | QuoteRequest | NoAllocRegulatoryFields | AllocSEFUSI |
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| FXall QuickTrade | QuoteRequest | NoAllocRegulatoryFields | AllocMiFIDConversionFlag |
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| FXall QuickTrade | QuoteRequest | NoAllocRegulatoryFields | AllocMiFIDNonPriceFormingTrade |
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| FXall QuickTrade | NewOrderMultileg | NoBodyRegulatoryFields | SEFDataRepository |
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| FXall QuickTrade | NewOrderMultileg | NoBodyRegulatoryFields | SEFFinancialEntityDefinition |
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| FXall QuickTrade | NewOrderMultileg | NoBodyRegulatoryFields | SEFCustomerTypeIndicator |
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| FXall QuickTrade | NewOrderMultileg | NoBodyRegulatoryFields | SEFIsBlock |
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| FXall QuickTrade | NewOrderMultileg | NoBodyRegulatoryFields | MiFIDTradingCapacity |
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| FXall QuickTrade | NewOrderMultileg | NoBodyRegulatoryFields | MiFIDNonPriceFormingTrade |
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| FXall QuickTrade | NewOrderMultileg | NoLegRegulatoryFields | LegSEFUSI |
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| FXall QuickTrade | NewOrderMultileg | NoAllocRegulatoryFields | AllocSEFUSIPrefix |
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| FXall QuickTrade | NewOrderMultileg | NoAllocRegulatoryFields | AllocSEFUSI |
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| FXall QuickTrade | NewOrderMultileg | NoAllocRegulatoryFields | AllocMiFIDConversionFlag |
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| FXall QuickTrade | NewOrderMultileg | NoAllocRegulatoryFields | AllocMiFIDNonPriceFormingTrade |
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| FXall QuickTrade | ExecutionAcknowledgement | NoBodyRegulatoryFields | SEFDataRepository |
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| FXall QuickTrade | ExecutionAcknowledgement | NoBodyRegulatoryFields | SEFFinancialEntityDefinition |
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| FXall QuickTrade | ExecutionAcknowledgement | NoBodyRegulatoryFields | SEFCustomerTypeIndicator |
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| FXall QuickTrade | ExecutionAcknowledgement | NoBodyRegulatoryFields | SEFIsBlock |
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| FXall QuickTrade | ExecutionAcknowledgement | NoBodyRegulatoryFields | MiFIDTradingCapacity |
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| FXall QuickTrade | ExecutionAcknowledgement | NoBodyRegulatoryFields | MiFIDNonPriceFormingTrade |
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| FXall QuickTrade | ExecutionAcknowledgement | NoLegRegulatoryFields | LegSEFUSI |
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|
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